DOB: Index - Administrative Orders and Settlements

Administrative Orders and Settlements

Please note: When viewing administrative orders posted on the Internet, please recognize that some orders may involve allegations that may be contested in a hearing and that are not yet resolved.  Such administrative proceedings may, in the end, be resolved in favor of the firm or individual or they may be concluded through a negotiated settlement with no admission of wrongdoing.  The documents posted on this Web site are not official copies.  If an official copy is needed, please contact the agency.  For more information on a particular order or settlement, you may contact the department via E-mail or by calling (860) 240-8170.  

Read more about the department's enforcement of laws under its jurisdiction. 

Recent Administrative Orders
and Settlements

AFT Logistics, LLC n/k/a Equity One Contractors LLC - June 28
Freeman, Brandi - June 28
Johnson, Javeir - June 28
Allied Energy, Inc. f/k/a Allied Syndications, Inc. - June 28
SE Ohio Shale & Oriskany Development  -  June 28

Debt Management, Inc. - June 29
d/b/a Capital Recovery Systems

GMA Investments, LLC - June 25
d/b/a Summit Receivables

Homestead Financial Services, LLC - June 25
Fabian, Dana

BlueChip Financial - June 22
d/b/a Spotloan

REF Mortgage Capital Inc. - June 11
Fiala, Robert Ernest

Search for Orders and Settlements

You may search for particular administrative orders and settlements posted on the Internet, archived to 2006.

Lists of agency actions and settlements

Consumer Credit

Concerning: check cashers, collection agencies, debt adjusters, debt negotiators, mortgage lenders and loan brokers, money transmitters, mortgage originators, sales finance companies and small loan lenders

Financial Institutions

Concerning: banks, bank officers and directors, credit unions

Securities and Business Investments

Concerning: agents of issuer, broker-dealers, broker-dealer agents, business opportunities, investment advisers, investment adviser agents, issuers, other respondents